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Reporting to the Senior Operational Risk Manager, the role holder will support the Senior Operational Risk Manager, and the wider risk team on operational risk matters.
The role has a primarily US focused but also global remit, and requires close collaboration with internal and external stakeholders to support the Senior Operational Risk Manager in the development, implementation and management of the group wide Risk Management framework, primarily focused on operational risk.
The Investment Control Associate will be involved in all areas of the team’s remit including assisting with pre- and post-trade investment breach monitoring, guideline coding, MiFID II transaction reporting, EMIR reporting and major shareholding disclosures. Other relevant tasks are included below.
The role sits in the Investment Control team within the Portfolio Services (“PS”) group and reports into the Regulatory Reporting Specialist. The Investment Control...
TheInvestment GradeCreditResearch Analyst...